LAWW 5360V — Securities Regulation
This course explores the federal regulation of securities, with emphasis on the Securities Act of 1933 and the Securities Exchange Act of 1934. Topics examined include: the definition of a securities, public company disclosures, enforcement issues, antifraud rules, and insider trading liability, public offering mechanics, and exempt offerings. Prerequisite: LAWW 42904 . (Typically offered: Irregular)
Prerequisites: LAWW 42904